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Add as a preferred source on GoogleSEC Fines Jefferies Financial Group $650,000 Over Blue-Sheet Reporting
The fine concerns deficient electronic blue-sheet reporting. The files contain trading and account-holder information.
The SEC fined Jefferies Financial Group Inc. $650,000 after identifying deficiencies in the firm's electronic blue-sheet reporting.
Electronic blue-sheet data files contain trading and account-holder information.
Riza Dagoc
Riza Dagoc reports on regulation, investing and the digital-asset business for TokenPost. Send corrections or tips to info@tokenpost.com.