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Thai SEC Seeks Input on DRs and Thai ETFs’ Strategies for Foreign Leveraged and Inverse ETFs

The proposed changes aim to improve transparency and underlying-security quality and address margin lending tied to the products.

A blank receipt balances between two opposing investment baskets / TokenPost.ai (mono)
A blank receipt balances between two opposing investment baskets / TokenPost.ai (mono)

The Thai Securities and Exchange Commission (SEC) opened public comments Monday, Nov. 9, on draft guidance covering Depositary Receipts and Thai ETFs’ investment strategies involving foreign leveraged and inverse ETFs, including related margin lending.

The proposed changes aim to improve transparency and the quality of securities underlying Depositary Receipts. They also address investment strategies for Thai exchange-traded funds (ETFs) that invest in leveraged and inverse ETFs abroad, with regulatory consistency among the stated aims.

Market participants can submit comments through the SEC’s website.

Riza Dagoc

Riza Dagoc reports on regulation, investing and the digital-asset business for TokenPost. Send corrections or tips to info@tokenpost.com.

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