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Thai SEC Seeks Input on DRs and Thai ETFs’ Strategies for Foreign Leveraged and Inverse ETFs
The proposed changes aim to improve transparency and underlying-security quality and address margin lending tied to the products.

The Thai Securities and Exchange Commission (SEC) opened public comments Monday, Nov. 9, on draft guidance covering Depositary Receipts and Thai ETFs’ investment strategies involving foreign leveraged and inverse ETFs, including related margin lending.
The proposed changes aim to improve transparency and the quality of securities underlying Depositary Receipts. They also address investment strategies for Thai exchange-traded funds (ETFs) that invest in leveraged and inverse ETFs abroad, with regulatory consistency among the stated aims.
Market participants can submit comments through the SEC’s website.