1 min read
Add as a preferred source on Google

CFTC Sanctions Eight Over Unregistered Foreign Broker Activity

The CFTC announced the sanctions Nov. 9.

Eight sealed folders line a stone ledge before glass doors / TokenPost.ai (mono)
Eight sealed folders line a stone ledge before glass doors / TokenPost.ai (mono)

The CFTC announced Nov. 9 that it sanctioned eight individuals connected with foreign introducing brokers for acting as unregistered associated persons.

The individuals had not registered as associated persons.

Riza Dagoc

Riza Dagoc reports on regulation, investing and the digital-asset business for TokenPost. Send corrections or tips to info@tokenpost.com.

Loading…